Our mission is to help our clients make the best decisions for their investments, income tax and estate planning needs.
Director of Operations
With over 18 years of expertise, Joe has been helping financial services firms improve customer service, process efficiency, and become compliant by industry regulations and standards. He has held many senior-management roles in Operations, Compliance, and Technology with several nationally registered securities broker-dealers and investment advisors. His background in project management and customer service, combined with his experience supervising financial planners and investment advisor representatives, gives him a unique perspective and ability to understand each client’s individual circumstances. Joe successfully maintained several qualification licenses with FINRA and SEC Registered firms throughout his career, including the FINRA Series 6, Series 7, Series 24, Series 63, and Series 65 licenses prior to joining The Holland Group Retirement Wealth Advisors family. As the Director of Operations, Joe’s role is to ensure that each client receives the best service possible. In his free time Joe enjoys exploring Florida on his motorcycle and kayak, and spending time with his dogs.